BD Compliance Associates, Inc

0 reviews

Contact

Address:
5726 Williamsburg Drive Northwest
Norcross 30093
GA
United States
Phone number:
414-534-2124
Alternate:
414-534-2124

OPEN HOURS

Monday
8:30 - 4:30
Tuesday
8:30 - 4:30
Wednesday
8:30 - 4:30
Thursday
8:30 - 4:30
Friday
8:30 - 4:30
Saturday
Closed
Sunday
Closed

Location on map

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Company description

B/D Compliance Associates, Inc. (BDCA) provides broker/dealer and registered investment advisor regulatory compliance consulting to both existing and start-up operations. Founded by Carrie Wisniewski in 1994, a former FINRA Senior Examiner, the associates of our firm all have practical street experience, and some also have direct regulatory experience.

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